John P. Barringer
John P. Barringer, the author of our Stockbrokers' Secrets article series, is the Managing Partner of Executive Wealth Planning Partners in Denver, Colorado. He is a Certified Financial Planner (CFP®) practitioner. He is also a founding member of the Denver Chapter of the National Association of Stock Plan Professionals (NASPP) and currently serves as Chapter President. John is a member of the Financial Planning Association (FPA), the National Center for Employee Ownership (NCEO), and Global Equity Organization (GEO).
John has specialized in advising public company employees on stock compensation since 1988. John worked as an executive financial services director at a major brokerage for five years immediately before starting his own registered investment advisory in 2015, where his work with clients focuses on planning for corporate executives, especially those who are subject to SEC Section 16(b) and Rule 144. He also has numerous public company relationships for which he provides stock plan administration solutions, qualified plan services, and corporate cash management. John holds Series 3, Series 7, Series 8, Series 63, Series 65, and Colorado insurance licenses. He is registered to do securities business in Arizona, California, Colorado, Kentucky, Missouri, Montana, Nevada, Washington, and Wyoming.
John has consulted in the development of employee stock option analysis software published by Net Worth Strategies, which financial and tax advisors nationwide use to model employee stock ownership and stock option exercise strategies.
Executive Wealth Planning Partners is a marketing entity that operates under First Financial Equity Corporation for the purposes of providing brokerage securities and investment advisory services. Additionally, Executive Wealth Planning Partners provides advisory services through Vista Private Wealth Partners LLC, a separate SEC registered investment advisory firm. Brokerage securities and insurance products are offered through First Financial Equity Corporation. Executive Wealth Planning Partners, First Financial Equity Corporation, and Vista Private Wealth Partners LLC, and its advisors, do not give tax or legal advice. This material was not intended or written to be used, and cannot be used by any taxpayer, for the purpose of avoiding penalties that may be imposed on the taxpayer under US federal tax laws. Please consult your tax advisor or attorney for tax and legal advice. The opinions expressed and materials provided are for general information, and should not be considered a solicitation for the purchase or sale of any security. First Financial Equity Corporation is Member FINRA/SIPC.