Why does my company appoint several brokerage firms or transfer agents for me to use when I exercise my options, or for the deposit of my restricted stock and ESPP stock?

Track your stock options, restricted stock, and SARs

Basics
- Core Concepts
- Benefits
- Grants
- Vesting
- Exercise
- Sales
- Valuation & Expensing
- Alternatives
- Underwater Options
NQSOs
- Basics
- Taxes
- Taxes Advanced
ISOs
- Basics
- Limits
- Taxes
- Taxes Advanced
- AMT
- AMT Advanced
ESPPs
- Basics
- Rules
- Advanced
- Taxes
- Taxes Advanced
Restricted Stock
- Basics
- Advanced
- Restricted Stock Units
- Performance Shares
- Taxes
- Taxes Advanced
- Section 83(b)
SARs
- Basics
- Taxes
Financial Planning
- Strategies
- Advanced Strategies
- Diversification
- High Net Worth
- Estate Planning
- Gifts
- Dividends
- Year-End Planning
Job Events
- Job Search & Negotiation
- Hiring
- Termination
- Consultants & Contractors
Life Events
- Retirement
- Retirement Plans
- College Funding
- Divorce
- Disability
- Death
- Death Taxes
M&A
- Basics
- Impact
- Taxes
SEC Law
- Basics
- Insider Trading
- Rule 10b5-1 Trading Plans
- Rule 144
- Section 16
Pre-IPO
- Basics
- Early-Exercise Options
- Going Public

Basics: Sales

Why does my company appoint several brokerage firms or transfer agents for me to use when I exercise my options, or for the deposit of my restricted stock and ESPP stock? This is premium content

Your company uses one or more "captive" brokerage firms or a transfer agent for...

For access to this answer, please sign in or register.

Forgotten your user name and password? Click here and we will try to help you find it.

Not Yet a Member?

Click Here to Register

This feature is a benefit of Premium membership. Registering as a Premium member will give you complete access to our award-winning content and tools on stock options, restricted stock/RSUs, SARs, and ESPPs.

Who becomes a Premium Member? See our long list of paid subscribers.

Are you a financial or wealth advisor? Learn more about MSO Pro Membership.

View Homepage

Questions or comments? Email support or call (617) 734-1979.

The content is provided as an educational resource. myStockOptions.com shall not be liable for any errors or delays in the content, or any actions taken in reliance thereon.
Copyright © 2000-2012 myStockPlan.com, Inc. United States Patent 7,353,200.
myStockOptions.com is a federally registered trademark. Please do not copy or excerpt this information
without the express permission of . Contact for licensing information.