SEC Law: Basics

What are the rules for resales of securities not registered with the SEC? What requirements must affiliates (e.g. executives and directors) always follow to sell their stock to the public under Rule 144? This is premium content

This is the most common way to resell restricted securities not registered with the SEC, and the most common way for senior managers and directors to sell their stock. There are five core requirements of a Rule 144 sale, which include...
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