A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z
Form 3

Under the rules of Section 16(a) of the Securities Exchange Act of 1934, Form 3 is the initial form filed with the SEC, the issuing company, and the relevant stock exchange by company directors and officers, and by any company shareholders who own 10% or more of the company's stock. Form 3 details the direct and indirect holdings of company stock as well as the number of options, warrants, rights, and convertible stock or bonds. Form 3 must be filed within 10 calendar days after a person becomes a Section 16 insider, whether or not the insider owns any shares. Compare to Form 4 and Form 5.

For details on this and the other Section 16 forms, see an FAQ elsewhere on this website.

Return to list Register Now

Try the new myStockOptions.com Glossary App! Now available for Android and iOS.

Get it on Google Play
The content is provided as an educational resource.
myStockOptions.com shall not be liable for any errors or delays in the content, or any actions taken in reliance thereon.
Copyright © 2000-2023 myStockPlan.com, Inc. U.S. Patent 7,353,200.
Contact editors@mystockoptions.com for licensing information