Learning Center: Course on Financial Planning with Stock Compensation for CE Credit

Instructions: Please read the full course of study before taking the 30-question exam on it. Click on the sections below in any order you want. When you are ready for the exam, click on the link to it at the bottom of this page. To earn the CE credits (5 for CEPs, 3 for CFPs, 3 for CPWAs, 3 for CIMAs), you must read the whole course of study and then score 70% or better in the exam.
Section 1:

Section 2:

Section 3:
Advanced Strategies

Section 4:
High Net Worth

Section 5:

Section 6:
Life Events: Retirement and College Funding

Section 7:

Section 8:
Estate Planning

Section 9:

Section 10:
Insider Trading & Rule 10b5-1 Trading Plans

Section 11:
Year-End Planning

Think you're ready to take the exam? Click here.
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