Learning Center: Course on SEC Law and Insider Trading for CE Credit
Instructions: Please read the full course of study before taking the 30-question exam on it. Click on the sections below in any order you want. When you are ready for the exam, click on the link to it at the bottom of this page.
To earn the CE credits
(5 for CEPs, 3 for CFPs, 3 for CPWAs, 3 for CIMAs), you must read the whole course of study and then score 70% or better in the exam.